SFC Licences of SHEK Cheuk Fai, Eric 石卓輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 01 February 2013 | 31 August 2022 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 February 2013 | 31 August 2022 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 17 September 2012 | 18 January 2013 |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 17 September 2012 | 18 January 2013 |
JS Securities Limited 晉商證券有限公司 | RE | 1 | 15 March 2011 | 28 December 2011 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 19 May 2009 | 28 December 2011 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 16 May 2007 | 21 April 2009 |