SFC Licences of LESMINA Sarina
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 December 2012 | |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 08 September 2010 | 31 December 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 June 2007 | 26 November 2008 |