SFC Licences of KWOK Lai Shan 郭麗珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 April 2011 | 20 August 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 11 April 2011 | 20 August 2011 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 17 May 2007 | 06 November 2007 |