SFC Licences of CHONG Kenny 莊嘉麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Privium Fund Management (HK) Limited RE 9 17 December 2021 19 October 2022
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 04 December 2020 20 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 04 December 2020 20 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 29 September 2016 20 August 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 05 January 2016 04 December 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 05 January 2016 04 December 2020
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 23 April 2013
Nomura Securities (Hong Kong) Limited RE 1 08 December 2008 23 April 2013
Nomura Futures (Hong Kong) Limited RE 2 08 December 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 01 December 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 01 December 2015
Lehman Brothers Futures Asia Limited RE 2 20 April 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 20 April 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 20 April 2007 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 20 April 2007 29 September 2008