SFC Licences of HE Hua 何華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RO 4 17 July 2020
RO 9 03 May 2016
Capula Investment Management Asia Limited RE 9 28 August 2015 15 September 2015
Capula Investment Management Asia Limited RE 1 28 August 2015 15 September 2015
Capula Investment Management Asia Limited RO 9 18 February 2014 28 August 2015
Capula Investment Management Asia Limited RO 1 18 February 2014 28 August 2015
Capula Investment Management Asia Limited RE 9 06 February 2014 18 February 2014
Capula Investment Management Asia Limited RE 1 06 February 2014 18 February 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 4 29 May 2012 30 January 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 14 March 2012 30 January 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 03 August 2011 29 May 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 16 April 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 20 April 2007 29 September 2008