SFC Licences of LEE Yan Ki 李恩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 16 July 2010 | 15 October 2010 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 16 July 2010 | 15 October 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 26 April 2007 | 08 July 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 26 April 2007 | 08 July 2010 |