SFC Licences of LEE Yan Ki 李恩琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 16 July 2010 15 October 2010
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 16 July 2010 15 October 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 26 April 2007 08 July 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 26 April 2007 08 July 2010