SFC Licences of CHAN Hung Ngam, Younker 陳紅岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 August 2013 | 05 August 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 May 2010 | 04 May 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 May 2010 | 04 May 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 14 May 2010 | 10 July 2012 |
UBS Securities Asia Limited | RE | 1 | 20 April 2007 | 06 February 2009 |