SFC Licences of LUI Edward Ho Kong 呂浩江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 July 2019 | |
All-Stars Investment Limited | RE | 1 | 17 July 2018 | 24 April 2019 |
All-Stars Investment Limited | RE | 9 | 11 May 2018 | 24 April 2019 |
All-Stars Investment Limited | RE | 4 | 11 May 2018 | 24 April 2019 |
Moody's Investors Service Hong Kong Limited | RE | 10 | 05 February 2018 | 02 April 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 13 September 2012 | 01 December 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 September 2012 | 01 December 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 June 2010 | 12 June 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 June 2010 | 12 June 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 April 2007 | 19 April 2010 |