SFC Licences of LAHIRI Prithvijit 溥瑞思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 15 July 2021
HSBC Corporate Finance (Hong Kong) Limited RE 6 03 November 2014 04 October 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 27 March 2013 07 August 2014
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 27 March 2013 07 August 2014
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 27 March 2013 07 August 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 15 June 2010 24 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 15 June 2010 24 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 15 June 2010 24 January 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2009 04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 04 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 04 May 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 25 April 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 25 April 2007 29 September 2008