SFC Licences of TURNER Daniel Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 18 July 2022 | |
EIP Alpha Limited | RO | 9 | 17 January 2020 | 24 June 2022 |
EIP Alpha Limited | RO | 5 | 17 January 2020 | 24 June 2022 |
EIP Alpha Limited | RO | 4 | 17 January 2020 | 24 June 2022 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 9 | 17 January 2020 | 24 June 2022 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 5 | 17 January 2020 | 24 June 2022 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 4 | 17 January 2020 | 24 June 2022 |
EIP Alpha Limited | RE | 9 | 28 September 2017 | 17 January 2020 |
EIP Alpha Limited | RE | 5 | 28 September 2017 | 17 January 2020 |
EIP Alpha Limited | RE | 4 | 28 September 2017 | 17 January 2020 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 9 | 28 September 2017 | 17 January 2020 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 5 | 28 September 2017 | 17 January 2020 |
Enhanced Investment Products Limited 易亞投資管理有限公司 | RE | 4 | 28 September 2017 | 17 January 2020 |
Merrill Lynch Far East Limited | RE | 2 | 16 August 2016 | 07 July 2017 |
Merrill Lynch Far East Limited | RE | 1 | 16 August 2016 | 07 July 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2016 | 07 July 2017 |
Morgan Stanley Hong Kong Securities Limited | RO | 7 | 14 November 2013 | 12 January 2015 |
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 14 November 2013 | 12 January 2015 |
Morgan Stanley Hong Kong Securities Limited | RO | 1 | 14 November 2013 | 12 January 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 14 November 2013 | 12 January 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 14 November 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 November 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 May 2007 | 14 November 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 02 May 2007 | 14 November 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 02 May 2007 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 02 May 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 May 2007 | 06 December 2010 |