SFC Licences of TURNER Daniel Philip

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 18 July 2022
EIP Alpha Limited RO 9 17 January 2020 24 June 2022
EIP Alpha Limited RO 5 17 January 2020 24 June 2022
EIP Alpha Limited RO 4 17 January 2020 24 June 2022
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 9 17 January 2020 24 June 2022
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 5 17 January 2020 24 June 2022
Enhanced Investment Products Limited 易亞投資管理有限公司 RO 4 17 January 2020 24 June 2022
EIP Alpha Limited RE 9 28 September 2017 17 January 2020
EIP Alpha Limited RE 5 28 September 2017 17 January 2020
EIP Alpha Limited RE 4 28 September 2017 17 January 2020
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 9 28 September 2017 17 January 2020
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 5 28 September 2017 17 January 2020
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 4 28 September 2017 17 January 2020
Merrill Lynch Far East Limited RE 2 16 August 2016 07 July 2017
Merrill Lynch Far East Limited RE 1 16 August 2016 07 July 2017
Merrill Lynch (Asia Pacific) Limited RE 1 16 August 2016 07 July 2017
Morgan Stanley Hong Kong Securities Limited RO 7 14 November 2013 12 January 2015
Morgan Stanley Hong Kong Securities Limited RO 2 14 November 2013 12 January 2015
Morgan Stanley Hong Kong Securities Limited RO 1 14 November 2013 12 January 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 14 November 2013 12 January 2015
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 14 November 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 14 November 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 May 2007 14 November 2013
Morgan Stanley Hong Kong Securities Limited RE 1 02 May 2007 14 November 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 02 May 2007 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 7 02 May 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 02 May 2007 06 December 2010