SFC Licences of CHEN Shih Chieh 陳世傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 26 January 2012 | 05 July 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 January 2012 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 January 2010 | 08 January 2012 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 3 | 09 July 2007 | 24 August 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 25 April 2007 | 24 August 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 25 April 2007 | 24 August 2007 |