SFC Licences of CHAN Ho Pok 陳浩博

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 31 March 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 25 October 2022 31 March 2023
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 25 October 2022
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE 9 19 April 2021 16 September 2022
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RE 4 19 April 2021 16 September 2022
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 1 27 April 2018 23 December 2020
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 9 02 May 2014 23 December 2020
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 RE 4 02 May 2014 23 December 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 25 March 2011 28 April 2014
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 25 March 2011 28 April 2014
MIS Services Limited RE 9 16 October 2008 13 November 2010
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 9 01 February 2008 16 October 2008
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 4 01 February 2008 16 October 2008
NNIP Hong Kong Limited RE 9 24 April 2007 16 October 2008
NNIP Hong Kong Limited RE 4 24 April 2007 16 October 2008
NNIP Hong Kong Limited RE 1 24 April 2007 16 October 2008