SFC Licences of LI Jing 李菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 2 | 17 March 2022 | |
| UBS Securities Asia Limited | RO | 2 | 17 March 2022 | |
| UBS Securities Hong Kong Limited | RO | 7 | 14 August 2018 | |
| UBS Securities Hong Kong Limited | RO | 1 | 14 August 2018 | |
| UBS Securities Asia Limited | RO | 1 | 14 August 2018 | |
| UBS Securities Hong Kong Limited | RE | 7 | 18 December 2017 | 14 August 2018 |
| UBS Securities Hong Kong Limited | RE | 2 | 23 February 2017 | 17 March 2022 |
| UBS Securities Asia Limited | RE | 2 | 23 February 2017 | 17 March 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 23 February 2017 | 14 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 23 February 2017 | 14 August 2018 |
| UBS Securities Hong Kong Limited | RE | 2 | 20 January 2017 | 10 February 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 20 January 2017 | 10 February 2017 |
| UBS Securities Asia Limited | RE | 2 | 20 January 2017 | 10 February 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 January 2017 | 10 February 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 10 November 2016 | 18 November 2016 |
| UBS Securities Asia Limited | RE | 2 | 10 March 2016 | 18 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 November 2016 | 18 November 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 November 2016 | 18 November 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 15 September 2016 | 23 September 2016 |
| UBS Securities Asia Limited | RE | 2 | 15 September 2016 | 23 September 2016 |
| UBS Securities Asia Limited | RE | 1 | 15 September 2016 | 23 September 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 15 September 2016 | 23 September 2016 |
| UBS Securities Asia Limited | RE | 2 | 10 November 2016 | 18 November 2016 |
| UBS Securities Asia Limited | RE | 2 | 30 August 2016 | 02 September 2016 |
| UBS Securities Asia Limited | RE | 1 | 30 August 2016 | 02 September 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 30 August 2016 | 02 September 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 August 2016 | 12 August 2016 |
| UBS Securities Asia Limited | RE | 2 | 05 August 2016 | 12 August 2016 |
| UBS Securities Asia Limited | RE | 1 | 05 August 2016 | 12 August 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 August 2016 | 12 August 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 29 June 2016 | 05 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 29 June 2016 | 05 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 29 June 2016 | 05 July 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 29 June 2016 | 05 July 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 24 May 2016 | 30 May 2016 |
| UBS Securities Asia Limited | RE | 2 | 24 May 2016 | 30 May 2016 |
| UBS Securities Asia Limited | RE | 1 | 24 May 2016 | 30 May 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 May 2016 | 30 May 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 10 March 2016 | 18 March 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 22 January 2016 | 29 January 2016 |
| UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 18 March 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 March 2016 | 18 March 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 22 January 2016 | 29 January 2016 |
| UBS Securities Asia Limited | RE | 2 | 22 January 2016 | 29 January 2016 |
| UBS Securities Asia Limited | RE | 1 | 22 January 2016 | 29 January 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 30 August 2016 | 02 September 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 14 October 2011 | 22 December 2012 |
| UBS Securities Asia Limited | RE | 2 | 08 May 2007 | 22 December 2012 |
| UBS Securities Asia Limited | RE | 1 | 08 May 2007 | 22 December 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 May 2007 | 22 December 2012 |