SFC Licences of WU Hiu Fung 胡曉鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nine Masts Capital Limited 天元資本有限公司
RE 9 29 December 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 17 May 2016 27 December 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 17 May 2016 27 December 2017
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 09 June 2014 13 January 2016
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 09 June 2014 13 January 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司
RE 1, 4 30 January 2014 10 February 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 1 30 April 2012 08 October 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司
RE 2 27 April 2010 08 October 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 27 April 2010 08 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1 27 April 2007 06 June 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 2 27 April 2007 06 June 2008