SFC Licences of WU Hiu Fung 胡曉鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司	RE	9	13 March 2024
Nine Masts Capital Limited 天元資本有限公司	RE	9	29 December 2017	09 April 2023
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	17 May 2016	27 December 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	17 May 2016	27 December 2017
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	09 June 2014	13 January 2016
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	09 June 2014	13 January 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	30 January 2014	10 February 2014
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	30 January 2014	10 February 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	30 April 2012	08 October 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	27 April 2010	08 October 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	27 April 2010	08 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	27 April 2007	06 June 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	27 April 2007	06 June 2008