SFC Licences of NG Ting Wai 伍庭瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bin Yuan Capital Limited 彬元資本有限公司
RO 4, 9 17 March 2021
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 13 January 2015 09 December 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 2, 5 11 November 2014 03 January 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 17 October 2014 03 January 2015
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 05 July 2012 15 August 2013
CES Forex (HK) Limited 光證外匯(香港)有限公司
RE 3 05 July 2012 15 August 2013
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 05 July 2012 15 August 2013
Yuanta Asset Management (H.K.) Limited 元大資產管理(香港)有限公司
RE 1 21 October 2010 31 May 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 25 May 2010 20 October 2010
Okachi (Hong Kong) Company Limited 岡地香港有限公司
RE 2 12 January 2010 09 April 2010
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司
RE 1 12 January 2010 09 April 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 07 May 2009 27 July 2009
KGI Asia Limited 凱基證券亞洲有限公司
RE 1, 4 09 March 2009 27 July 2009
Ping An Securities Limited 平安證券有限公司
RE 1, 6, 9 28 November 2007 22 January 2009
Ping An Securities Limited 平安證券有限公司
RE 4 22 November 2007 22 January 2009
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 4 27 April 2007 09 November 2007
Bin Yuan Capital Limited 彬元資本有限公司
RE 4, 9 23 September 2016 17 March 2021
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 13 January 2015 09 December 2015