SFC Licences of NG Ting Wai 伍庭瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bin Yuan Capital Limited 彬元資本有限公司 RO 9 17 March 2021
Bin Yuan Capital Limited 彬元資本有限公司 RO 4 17 March 2021
Bin Yuan Capital Limited 彬元資本有限公司 RE 9 23 September 2016 17 March 2021
Bin Yuan Capital Limited 彬元資本有限公司 RE 4 23 September 2016 17 March 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 January 2015 09 December 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 January 2015 09 December 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 11 November 2014 03 January 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 11 November 2014 03 January 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 17 October 2014 03 January 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 17 October 2014 03 January 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 05 July 2012 15 August 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 05 July 2012 15 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 05 July 2012 15 August 2013
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 21 October 2010 31 May 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 25 May 2010 20 October 2010
Okachi (Hong Kong) Company Limited 岡地香港有限公司 RE 2 12 January 2010 09 April 2010
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 RE 1 12 January 2010 09 April 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 May 2009 27 July 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 09 March 2009 27 July 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 March 2009 27 July 2009
Mango Financial Limited 芒果金融有限公司 RE 9 28 November 2007 22 January 2009
Mango Financial Limited 芒果金融有限公司 RE 6 28 November 2007 22 January 2009
Mango Financial Limited 芒果金融有限公司 RE 1 28 November 2007 22 January 2009
Mango Financial Limited 芒果金融有限公司 RE 4 22 November 2007 22 January 2009
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 27 April 2007 09 November 2007