SFC Licences of LEE Kai Man 李啟文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 11 October 2018 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 11 October 2018 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 23 July 2012 | 03 August 2018 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 October 2007 | 03 August 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 April 2007 | 03 August 2018 |