SFC Licences of LEE Kai Man 李啟文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 11 October 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 11 October 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 July 2012 03 August 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 11 October 2007 03 August 2018
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 April 2007 03 August 2018