SFC Licences of TSANG Andrew Chiu Yin 曾昭然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 29 September 2014 | |
| Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RO | 1 | 02 September 2014 | 12 September 2014 |
| Execution Noble (Hong Kong) Limited (trading as Espirito Santo Securities) | RE | 1 | 26 April 2007 | 02 September 2014 |