SFC Licences of TANG Kwan Yue 鄧鈞裕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
U&I Asset Management Limited 匯智合創資產管理有限公司 RO 9 26 July 2022 05 March 2024
U&I Asset Management Limited 匯智合創資產管理有限公司 RO 4 26 July 2022 05 March 2024
ARTE Capital Management Limited RO 9 24 February 2021 26 July 2021
ARTE Capital Management Limited RO 4 24 February 2021 26 July 2021
ARTE Capital Management Limited RE 9 08 January 2021 24 February 2021
ARTE Capital Management Limited RE 4 08 January 2021 24 February 2021
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RO 9 23 October 2018 04 July 2020
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RO 4 23 October 2018 04 July 2020
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RO 1 23 October 2018 04 July 2020
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RE 9 11 October 2018 23 October 2018
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RE 4 11 October 2018 23 October 2018
One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 RE 1 11 October 2018 23 October 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RO 9 01 August 2018 07 October 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RO 4 01 August 2018 07 October 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RO 1 01 August 2018 07 October 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RE 9 19 July 2018 01 August 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RE 4 19 July 2018 01 August 2018
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 RE 1 19 July 2018 01 August 2018
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 06 November 2017 02 July 2018
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 4 12 June 2015 02 July 2018
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 1 12 June 2015 02 July 2018
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RO 9 09 February 2015 02 July 2018
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 9 03 December 2012 25 December 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 4 03 December 2012 25 December 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 1 27 June 2012 25 December 2014
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 1 22 March 2011 27 June 2012
Chief Commodities Limited 致富期貨商品有限公司 RE 2 04 May 2007 24 April 2010
Chief Securities Limited 致富證券有限公司 RE 1 04 May 2007 24 April 2010