SFC Licences of NG Ming Fei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 June 2009 | 28 May 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 June 2009 | 28 May 2010 |
Merrill Lynch Far East Limited | RE | 1 | 04 November 2008 | 20 March 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 November 2008 | 20 March 2009 |
Merrill Lynch Far East Limited | RE | 6 | 09 October 2008 | 20 March 2009 |
Merrill Lynch Far East Limited | RE | 4 | 09 October 2008 | 20 March 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 09 October 2008 | 20 March 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 October 2008 | 20 March 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 26 April 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 26 April 2007 | 29 September 2008 |