SFC Licences of JOSHI Niteesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 24 August 2021 | |
Cowell & Lee Capital Management Limited | RO | 9 | 09 June 2020 | 30 July 2021 |
Cowell & Lee Capital Management Limited | RO | 4 | 09 June 2020 | 30 July 2021 |
Cowell & Lee Capital Management Limited | RE | 9 | 16 November 2018 | 09 June 2020 |
Cowell & Lee Capital Management Limited | RE | 4 | 16 November 2018 | 09 June 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 April 2018 | 19 July 2018 |
Cowell & Lee Capital Management Limited | RE | 9 | 12 December 2008 | 01 June 2012 |
Cowell & Lee Capital Management Limited | RE | 4 | 12 December 2008 | 01 June 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 26 April 2007 | 01 July 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 26 April 2007 | 01 July 2008 |