SFC Licences of LEE Hoi Ying 李愷瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Giga (Hong Kong) Limited | RO | 9 | 28 September 2023 | |
| Giga (Hong Kong) Limited | RO | 4 | 28 September 2023 | |
| Giga (Hong Kong) Limited | RE | 9 | 01 August 2023 | 28 September 2023 |
| Giga (Hong Kong) Limited | RE | 4 | 01 August 2023 | 28 September 2023 |
| RO | 9 | 19 July 2022 | 03 June 2023 | |
| RO | 4 | 19 July 2022 | 03 June 2023 | |
| South China Futures Investment Limited 南華期貨投資有限公司 | RO | 2 | 19 July 2022 | 26 April 2023 |
| Excellent Tide Securities Limited 佳湧證券有限公司 | RO | 1 | 19 July 2022 | 22 September 2022 |
| MTF Securities Limited 名泰富證券有限公司 | RO | 1 | 07 April 2021 | 30 September 2021 |
| ZH Securities Limited 中昊証券有限公司 | RO | 9 | 07 December 2020 | 31 January 2021 |
| ZH Securities Limited 中昊証券有限公司 | RO | 4 | 07 December 2020 | 31 January 2021 |
| ZH Securities Limited 中昊証券有限公司 | RO | 1 | 07 December 2020 | 31 January 2021 |
| ZH Securities Limited 中昊証券有限公司 | RE | 1 | 20 October 2020 | 07 December 2020 |
| Profitech Securities Limited 盈科證券有限公司 | RO | 1 | 10 July 2019 | 31 August 2020 |
| WK Fund Management Limited 勁域基金管理有限公司 | RO | 9 | 03 January 2019 | 12 June 2019 |
| WK Fund Management Limited 勁域基金管理有限公司 | RO | 4 | 03 January 2019 | 12 June 2019 |
| WK Securities Limited 勁域證券有限公司 | RO | 4 | 03 April 2018 | 12 June 2019 |
| WK Securities Limited 勁域證券有限公司 | RO | 1 | 13 October 2017 | 12 June 2019 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 09 March 2011 | 07 June 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 February 2011 | 07 June 2017 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 04 May 2007 | 31 December 2010 |