SFC Licences of LUNG Tak Sau, Eric 龍德修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 03 June 2019 | 06 December 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 June 2019 | 06 December 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 June 2019 | 06 December 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 June 2019 | 06 December 2022 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 19 May 2010 | 23 June 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 April 2007 | 23 June 2011 |