SFC Licences of THOR Lian Ai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 4 | 01 December 2021 | 10 May 2023 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 01 December 2021 | 10 May 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 09 May 2007 | 30 June 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 May 2007 | 30 June 2008 |