SFC Licences of YANG Ka Shui 楊家萃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 23 June 2010 | 10 January 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 January 2010 | 10 January 2012 |
Merrill Lynch Far East Limited | RE | 1 | 31 May 2007 | 14 April 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 31 May 2007 | 14 April 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 May 2007 | 14 April 2009 |