SFC Licences of LAU Siu Yuk, Venus 劉小玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 24 October 2012 | 01 May 2013 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 27 November 2008 | 01 July 2010 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 04 June 2007 | 18 September 2008 |