SFC Licences of WU Xuan 吳軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 18 August 2017 | 27 February 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 18 August 2017 | 27 February 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 19 April 2017 | 18 August 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 19 April 2017 | 18 August 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 27 November 2013 | 07 March 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 27 November 2013 | 13 October 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 05 March 2013 | 07 March 2017 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 13 April 2012 | 31 January 2013 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 25 January 2011 | 31 January 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 26 June 2007 | 12 November 2010 |