SFC Licences of LAM Ka Chun 林家駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS AG | 9 | 04 December 2020 | ||
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 04 May 2015 | 01 September 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 04 May 2015 | 01 September 2019 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 04 May 2015 | 01 September 2019 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 07 March 2011 | 04 November 2013 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 07 March 2011 | 04 November 2013 |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 9 | 13 April 2010 | 17 January 2011 |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 4 | 13 April 2010 | 17 January 2011 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 May 2007 | 29 July 2008 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 07 May 2007 | 29 July 2008 |