SFC Licences of KUO Chun-ju 郭純如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 August 2008 | 06 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2008 | 06 September 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 March 2008 | 07 May 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 February 2008 | 07 May 2008 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 08 May 2007 | 01 December 2007 |