SFC Licences of LAW Ying Wai, Denise 羅瑩慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Halcyon Securities Limited 鎧盛證劵有限公司 RE 1 01 November 2023
Halcyon Capital Limited 鎧盛資本有限公司 RO 6 09 January 2019
Halcyon Capital Limited 鎧盛資本有限公司 RE 6 04 March 2013 09 January 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 February 2013 01 March 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 February 2013 01 March 2013
Haitong International Capital Limited 海通國際資本有限公司 RE 6 29 June 2010 01 March 2013
Shang International Finance Limited 尚融國際金融有限公司 RE 6 07 May 2007 30 April 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 4 07 May 2007 30 April 2010
Shang International Finance Limited 尚融國際金融有限公司 RE 1 07 May 2007 30 April 2010