SFC Licences of LAW Ying Wai, Denise 羅瑩慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Halcyon Securities Limited 鎧盛證劵有限公司 | RE | 1 | 01 November 2023 | |
Halcyon Capital Limited 鎧盛資本有限公司 | RO | 6 | 09 January 2019 | |
Halcyon Capital Limited 鎧盛資本有限公司 | RE | 6 | 04 March 2013 | 09 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 20 February 2013 | 01 March 2013 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 February 2013 | 01 March 2013 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 29 June 2010 | 01 March 2013 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 07 May 2007 | 30 April 2010 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 07 May 2007 | 30 April 2010 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 07 May 2007 | 30 April 2010 |