SFC Licences of LI Lai Shan Sera 李麗珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 19 August 2016 | 30 April 2021 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 09 December 2011 | 17 October 2013 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 09 December 2011 | 17 October 2013 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 04 July 2007 | 14 January 2009 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 04 July 2007 | 14 January 2009 |