SFC Licences of GUO Ying 郭瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 | RO | 10 | 25 November 2021 | |
CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 | RE | 10 | 21 December 2017 | 25 November 2021 |
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 05 March 2015 | 11 September 2017 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 12 October 2010 | 02 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 May 2007 | 12 June 2009 |