SFC Licences of CHAN Yat Lam 陳日霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 10 May 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 30 April 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 26 October 2017 30 April 2021
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 26 October 2017 27 March 2020
iBest Investment Services Limited RE 3 08 June 2017 22 September 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 20 August 2015 22 September 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 August 2015 22 September 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 August 2015 22 September 2017
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 19 May 2014 14 June 2015
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 19 May 2014 14 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 27 November 2007 30 April 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 22 June 2007 30 April 2014
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 June 2007 30 April 2014
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 2 22 March 2010 03 May 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE 1 22 March 2010 03 May 2011