SFC Licences of CHOW Pak Tim 周柏添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 31 May 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 31 May 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 31 May 2021 | |
Merrill Lynch Far East Limited | RE | 6 | 17 December 2019 | 26 February 2021 |
Merrill Lynch Far East Limited | RE | 4 | 17 December 2019 | 26 February 2021 |
Merrill Lynch Far East Limited | RE | 1 | 17 December 2019 | 26 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 December 2019 | 26 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 December 2019 | 26 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 December 2019 | 26 February 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 May 2007 | 07 December 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 May 2007 | 07 December 2009 |