SFC Licences of FAN Claris Wai Ping 樊惠萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 19 August 2015 | 25 June 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 19 August 2015 | 02 February 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 28 January 2010 | 12 June 2011 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 28 January 2010 | 01 April 2011 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 12 October 2009 | 02 November 2009 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 15 September 2009 | 02 November 2009 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 30 July 2007 | 07 September 2009 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 08 May 2007 | 03 July 2007 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 08 May 2007 | 03 July 2007 |