SFC Licences of CHEN Li-Fong 陳豊丰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 30 April 2009 | 14 October 2011 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 May 2007 | 02 April 2008 |