SFC Licences of KAN Ching-Jen 甘清仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 16 January 2019 | 07 October 2022 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 May 2007 | 03 August 2009 |