SFC Licences of CHU Tien 朱恬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 12 April 2019 | 31 March 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 12 April 2019 | 31 March 2021 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 19 December 2017 | 07 March 2019 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 19 December 2017 | 07 March 2019 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 19 December 2017 | 07 March 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 May 2007 | 30 November 2012 |