SFC Licences of LAW Wai Hang 羅偉恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 17 June 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 17 June 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 17 June 2022 | |
| RS Investments (Hong Kong) Limited | RE | 9 | 28 November 2013 | 27 April 2020 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 13 January 2011 | 06 November 2012 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 31 August 2009 | 06 November 2012 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 14 May 2007 | 31 August 2009 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 14 May 2007 | 18 January 2008 |