SFC Licences of CHAN Lok Ming 陳樂明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 17 June 2013 | |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 17 June 2013 | |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 02 November 2012 | 03 June 2013 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 22 October 2012 | 03 June 2013 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 14 May 2007 | 15 September 2012 |