SFC Licences of BURNS Leonard Carter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 March 2017 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 October 2016 | 21 October 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 March 2014 | 05 March 2014 |
| UBS Securities Asia Limited | RE | 2 | 14 March 2011 | 14 June 2011 |
| UBS Securities Asia Limited | RE | 1 | 14 March 2011 | 14 June 2011 |
| UBS Securities Asia Limited | RE | 1 | 29 May 2007 | 22 February 2011 |
| UBS Securities Asia Limited | RE | 2 | 29 May 2007 | 22 February 2011 |