SFC Licences of CHEN Lin 陳林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 20 December 2019 | 19 July 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 September 2017 | 04 April 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 10 June 2014 | 23 August 2017 |
Seres Asset Management Limited 瑞時投資管理有限公司 | RE | 9 | 04 April 2011 | 25 October 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2008 | 07 September 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 25 June 2008 | 07 September 2009 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 14 May 2007 | 30 May 2008 |