SFC Licences of SO Yuk Fong 蘇玉芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 10 June 2011 | 23 March 2022 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 10 June 2011 | 23 March 2022 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 10 June 2011 | 23 March 2022 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 18 June 2007 | 12 May 2011 |