SFC licenceholder AOX351 LAM Kin Sang 林健生

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 March 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 11 March 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 28 July 2017 31 January 2019
CLSA Asset Management Limited 中信里昂資產管理有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 15 July 2011 02 June 2017
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE [1] (Dealing in Securities) 21 June 2007 13 July 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE [1] (Dealing in Securities) 21 June 2007 13 July 2007