SFC Licences of SHI Yu 石鈺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 02 September 2020 | 23 February 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 07 December 2017 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 06 April 2017 | 07 December 2017 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 06 April 2017 | |
| Avalok Capital Limited 宏觀資本有限公司 | RE | 9 | 02 August 2013 | 11 April 2014 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 6 | 24 October 2012 | 20 May 2013 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 4 | 24 October 2012 | 20 May 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 15 June 2007 | 26 April 2011 |