SFC Licences of IP Chi Kong 葉智剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 22 January 2010 | 07 April 2011 |
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 24 November 2009 | 28 December 2009 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 October 2009 | 28 December 2009 |
Malahon Securities Limited 萬利豐證券有限公司 | RE | 1 | 08 June 2009 | 30 September 2009 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 14 May 2007 | 02 December 2008 |