SFC Licences of PANPIEMRAS Soraphob
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 December 2012 | 01 December 2021 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 15 August 2011 | 31 December 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 21 May 2007 | 23 April 2008 |