SFC Licences of TULLOCH Gillem Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GMT Research Limited | RO | 4 | 10 October 2014 | |
Aletheia Technologies Limited | RO | 4 | 30 July 2010 | 31 December 2013 |
Bowen Asia Limited | RE | 9 | 25 April 2008 | 27 August 2009 |
Bowen Asia Limited | RE | 4 | 17 April 2008 | 27 August 2009 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 May 2007 | 01 January 2008 |