SFC Licences of BAKER Daniel Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | RE | 4 | 18 February 2021 | |
| Morningstar Investment Management Asia Limited | RO | 4 | 16 September 2015 | 18 February 2021 |
| Morningstar Investment Management Asia Limited | RE | 4 | 17 November 2014 | 16 September 2015 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 07 November 2008 | 30 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 May 2007 | 01 March 2008 |