SFC Licences of YOUNG Timothy James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 02 January 2014 | 08 December 2015 |
| GFI (HK) Securities L.L.C. | RE | 7 | 10 December 2012 | 10 December 2013 |
| GFI (HK) Securities L.L.C. | RE | 1 | 10 December 2012 | 10 December 2013 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 07 November 2011 | 29 June 2012 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 01 June 2010 | 14 September 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 16 May 2007 | 31 May 2010 |