SFC Licences of CHEN Chi Hung 陳志雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RO 9 07 August 2023 20 February 2024
Victory Securities Company Limited 勝利證券有限公司 RO 4 07 August 2023 20 February 2024
Victory Securities Company Limited 勝利證券有限公司 RO 1 07 August 2023 20 February 2024
Victory Securities Company Limited 勝利證券有限公司 RE 9 20 June 2023 07 August 2023
Victory Securities Company Limited 勝利證券有限公司 RE 4 20 June 2023 07 August 2023
Victory Securities Company Limited 勝利證券有限公司 RE 1 20 June 2023 07 August 2023
Pando Finance Limited 潘渡有限公司 RO 9 10 May 2022 05 February 2023
Pando Finance Limited 潘渡有限公司 RO 4 10 May 2022 05 February 2023
Pando Finance Limited 潘渡有限公司 RO 1 10 May 2022 05 February 2023
MaiCapital Limited RO 9 13 August 2020 26 February 2021
MaiCapital Limited RO 4 13 August 2020 26 February 2021
MaiCapital Limited RE 9 16 June 2020 13 August 2020
MaiCapital Limited RE 4 16 June 2020 13 August 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 9 08 December 2016 31 March 2020
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 4 08 December 2016 31 March 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 05 August 2015 29 October 2016
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 05 August 2015 29 October 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 25 February 2013 18 March 2013
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 25 February 2013 18 March 2013
Funderstone Futures Limited RE 2 06 February 2012 31 January 2013
Funderstone Securities Limited RE 1 30 December 2011 31 January 2013
Platinum Broking Company Limited 百德能經紀有限公司 RE 1 23 April 2010 03 December 2011
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 9 16 May 2007 20 November 2008
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 4 16 May 2007 20 November 2008